Investment Advisory services offered through Magnate Advisory Services, LLC, a Registered Investment Adviser.
Securities and Investment Advisory services offered through Silver Oak Securities, Inc. Member FINRA/SIPC.
Magnate Advisory Services, LLC, Magnate Wealth Management, LLC and Silver Oak Securities, Inc. are separate entities.
Investing strategies, such as asset allocation, diversification, or rebalancing, do not assure or guarantee better performance and cannot eliminate the risk of investment losses. There are no guarantees that a portfolio employing these or any other strategy will outperform a portfolio that does not engage in such strategies.
Reg. BI: Conflicts of Interest
When we provide you with a recommendation as your Investment Adviser, we are required to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts of interests. You should understand and ask us about these conflicts because they can affect the recommendations and investment advice we provide you. Here are some examples to help you understand what this means:
Many of Magnate Advisory Services’ Investment Adviser Representatives serve as Registered Representatives of Silver Oak Securities, Inc. When acting in this capacity, the representative will receive commissions for selling securities products. This could create a conflict of interest when the Representative recommends you purchase securities products.
Many of Magnate Advisory Services’ Investment Adviser Representatives serve as licensed Insurance Agents. When acting in this capacity, the Representative will receive commissions for selling insurance products. This could create a conflict of interest when the Representative recommends you purchase insurance products.
Magnate Advisory Services, LLC has an affiliated insurance agency, Capital Wealth Management, LLC. Investment Adviser Representatives may receive compensation from the sale of insurance products through this agency. This revenue sharing and third-party payment could be a conflict of interest.
All written content on this site is for information purposes only. Opinions expressed herein are solely those of Magnate Wealth Management, LLC unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.
This website may provide links to others for the convenience of our users. Our firm has no control over the accuracy or content of these other websites.
Advisory services are offered through Magnate Advisory Services, LLC; an Investment Adviser firm domiciled in the Commonwealth of Kentucky and registered with the Securities and Exchange Commission (SEC). The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute.
Follow-up or individualized responses to consumers in a particular state by our firm in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.
For information concerning the status or disciplinary history of a broker-dealer, investment advisor, or their representatives, a consumer should contact the SEC or their state securities administrator.